Legal Disclosures

General Information and Disclosure

The content of this website is provided for general informational and educational purposes only. It should not be considered as a solicitation to buy or sell any security or as a form of investment advice. The information on this site is not tailored to the specific needs of any individual or organization.

No client or advisory relationship is established by your use of this website. A formal advisory relationship is only created upon the execution of a written advisory agreement between you and Hurley Investments. Any references to performance are provided for illustrative purposes only.

ALL INVESTMENTS INVOLVE RISK, AND PAST PERFORMANCE IS NOT A GUARANTEE OF FUTURE RESULTS. Hypothetical or model results (if any) have inherent limitations.

You should consult with a qualified professional, such as a financial advisor, a tax advisor, or attorney, to discuss your specific financial situation and needs. 

Regulatory and Registration Information

Nathan Roberts is an Investment Adviser Representative registered in the State of Utah. Nathan is only authorized to provide investment advisory services to residents of states where he is properly registered or is excluded or exempted from registration requirements. This website is not an offer of advisory services in any state where he is not properly registered. However, Nathan is willing to register as an IAR in other US states to expand his reach, so do not hesitate to make this request. Follow-up, individualized responses to persons in a state that involve rendering personalized investment advice for compensation will not be made without compliance with that state’s registration requirements or an applicable exemption. Registration does not imply a certain level of skill or training.

Utah Internet Legend

Pursuant to Utah Administrative Code R164-4-7:

  • Investment adviser representatives who respond directly to inquiries from Utah residents shall indicate whether they are licensed or exempt from licensure in Utah.

  • This site is limited to the dissemination of general information. No individualized advisory services will be provided unless the IAR is properly licensed or exempt.

FINRA BrokerCheck Disclosure

FINRA provides a tool called BrokerCheck to help you research the professional background and registration status of investment professionals here (Nathan’s CRD is 8161777). 

Third-Party Content and External Links

This website may contain links to third-party websites or content. These links are provided for convenience and informational purposes only. Except as required by law, Hurley Investments and Nathan Roberts do not endorse, approve, or verify the content of any third-party websites and is not responsible for their accuracy, completeness, or security. You access and use these external links at your own risk.

Testimonials and Endorsements

Any testimonials or endorsements found on this website may not be representative of the experience of other clients.  If testimonials, endorsements, or third-party ratings appear on this site or our social media channels, we will disclose: whether the individual is a client, whether compensation (cash or non-cash) was provided, any material conflicts of interest. We ensure compliance with SEC Marketing Rule requirements.

More information about our testimonial and endorsement practices is available upon request.

Copyright and Intellectual Property

The content and materials on this website, including but not limited to text, graphics, and logos, are the property of Nathan Roberts or Hurley Investments and are protected by copyright laws. Unauthorized reproduction or use of this content is strictly prohibited.